We are seeking someone with Consumer Compliance experience, must be detail oriented and with a strong background in governance and/or testing to ensure adherence to regulatory requirements and internal policies. Additionally, support and coordination may be needed across other SLOD risk domains (beyond compliance).
The Advisor will provide key Compliance support to our innovative new digital offering; Openbank and other strategic initiatives. Activities may include quantitative analysis, risk identification and remediation. Represents or supports the representation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Responsible for ensuring that all of the company's activities adhere to the necessary rules and regulations, and that the company complies with legal/regulatory statutes and jurisdictions.
Essential Functions/Responsibility Statements:
Ability to lead and coordinate across cross functional risk teams to ensure alignment, support requirements/traceability reviews including testing and validation, and produce program level risk reporting for executive leadership.
Advises management on current issues regarding banking.
Serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy.
Partners with managers in assigned business unit to respond to reports issued by regulatory agencies or audit.
Identifies systemic procedural weaknesses and additional training requirements needed to ensure compliance.
Responds to regulatory inquiries and third party examiners.
Collaborates across business units within the organization to ensure consistency in policies and procedures.
Identifies compliance opportunities and potential solutions.
Performs risk assessments, synthesizes analyses, identifies root cause(s), and provides recommendations to management.
Provides compliance input on business action plans, projects, or operational requests.
Provides insight and guides management on issues.
Leads and influence cross functional enterprise projects or compliance teams.
Leads efforts to improve standardization and efficiency of responses to regulators.
Offers recommendations and makes project related decisions within scope of work assignment.
Serves as a resource to team members on escalated issues of unusual nature.
Mentors and enhances compliance staff knowledge competencies.
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Qualifications:
Bachelor's Degree or equivalent work experience in Business, Finance, or equivalent degree.
Master's Degree in Business, Finance, or equivalent field preferred.
5+ Years in Compliance, Legal, Regulatory, or Financial Services.
Skills and Abilities:
Advanced knowledge of regulatory compliance, relevant industry regulations and regulatory data sources.
Understanding of the Agile methodology; ability to work in a fast paced/changing environment.
Demonstrated experience facilitating change to achieve measurable results.
Demonstrated subject matter expertise compliance opportunities and resolution.
Business Line awareness.
Detail orientated with the ability to also understand overall strategy.
Excellent interpersonal, supervisory, and customer service skills required.
Excellent written and verbal communication skills
Excellent critical thinking skills with the ability to be adept in identifying and resolving complex risk management problems.
Excellent project management skills.
Ability to build and foster internal and external relationships.
Understanding of the Agile methodology; ability to work in a fast paced/changing environment.
At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We actively encourage everyone to apply.
Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.
This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate at any time for any reason.
#LI-Hybrid
Primary Location: Dallas, TX, Dallas
Other Locations: Texas-Dallas
Organization: Santander Consumer USA Inc.
Salary: $71,250 - $130,000/year...the supervision of the Director, Trading Floor, the Trade Floor Analyst position is responsible for providing real-time regulatory... ...coverage for employees and their families, long-term and short-term disability, life and AD&D insurance, paid time off plans, an employee...
...We are seeking an experienced PRN , Occupational Health Nurse to join our client in Mt. Pleasant, WI. As an Occupational Health Nurse , you will be responsible for providing medical care and support to employees in the workplace. Your role will involve assessing...
...difference for you and your family. Come join our team! CDL Front Load drivers are responsible for servicing commercial customers on an assigned... ...Working Conditions/Aspects: Must have at least a valid Class B CDL. Must have a valid DOT Medical Card or able to...
...Sr. Splunk Engineer - TS/SCI with CI Poly | Herndon, VA Senior Engineer A Senior Engineer is an individual who operates independently without direct supervision and is responsible for leading the delivery of an engagement with the sole intent of providing immense...
Why Work with Us: Ashby is a recognized community and industry leader in the East Bay Your opinion and experience matter. We are always looking for ways to improve and welcome your opinion! You dont even need to take our word for it, check out our 4.5 rating on ...